Hedgwatch Regulatory Intelligence

Financial Industry Regulatory Calendar

A curated calendar of important consultation deadlines, implementation dates and regulatory milestones affecting professional financial institutions.

Last researched
Coverage period 24 Oct 2026–25 Oct 2027
Verified milestones 36
Covered jurisdictions 10
Important notice: This calendar is curated and not exhaustive. It does not constitute legal, regulatory or compliance advice. Applicability depends on each entity’s activities, permissions, structure and jurisdiction.

Upcoming Priority Deadlines

Selected milestones with material implications for financial institutions, with editorial priority given to Singapore and Asia-Pacific developments.

Consultation

Reporting for the Validation and Monitoring of ISDA SIMM

European Banking Authority

Jurisdiction
European Union
Category
Risk & Capital
Entry type
Consultation Deadline
Affected sector
Institutions using ISDA SIMM for initial-margin calculations

Deadline for responses to proposed reporting requirements intended to support supervisory validation and monitoring of the ISDA Standard Initial Margin Model.

View Official Source
Consultation

Disclosure of Individual Insurance Stress-Test Results

European Insurance and Occupational Pensions Authority

Jurisdiction
European Union
Category
Reporting & Disclosure
Entry type
Industry Response Deadline
Affected sector
Insurance undertakings, analysts, investors and policyholders

Registration deadline for stakeholders seeking to participate in EIOPA’s discussion on the content and presentation of individual insurance stress-test results.

View Official Source
Consultation

Expanding FIDReC Membership to Payment Service Providers

Monetary Authority of Singapore

Jurisdiction
Singapore
Category
Compliance & Conduct
Entry type
Consultation Deadline
Affected sector
Major and Standard Payment Institutions; future regulated stablecoin issuers

MAS seeks comments on requiring specified payment institutions, and regulated stablecoin issuers after the framework commences, to subscribe to the Financial Industry Disputes Resolution Centre.

View Official Source
Consultation

Corporate Governance Regulations for Banks, Insurers and Designated Financial Holding Companies

Monetary Authority of Singapore

Jurisdiction
Singapore
Category
Compliance & Conduct
Entry type
Consultation Deadline
Affected sector
Banks, insurers and designated financial holding companies

Closing date for comments on targeted governance proposals addressing director independence, board composition, key appointments and technology and information-risk oversight.

View Official Source
Final

Central Clearing of Eligible Cash-Market U.S. Treasury Transactions

U.S. Securities and Exchange Commission

Jurisdiction
United States
Category
Trading & Markets
Entry type
Implementation Date
Affected sector
Covered clearing agencies and participants in eligible Treasury cash transactions

Extended compliance date for covered clearing-agency requirements concerning eligible secondary-market cash transactions in U.S. Treasury securities.

View Official Source
Final

SGX Mainboard Dividend Policy and Shareholder Website Requirements

Singapore Exchange Regulation

Jurisdiction
Singapore
Category
Reporting & Disclosure
Entry type
Rule Commencement
Affected sector
SGX Mainboard issuers

Mainboard Rules 710C and 710D commence, requiring issuers to maintain and describe a dividend policy and maintain a website for shareholder engagement.

View Official Source
Final

APS 330 Public Disclosure

Australian Prudential Regulation Authority

Jurisdiction
Australia
Category
Reporting & Disclosure
Entry type
Rule Commencement
Affected sector
Locally incorporated significant authorised deposit-taking institutions

The prudential standard commences for specified ADIs, setting public-disclosure requirements for prudential metrics, risk profile and financial resilience.

View Official Source
Phased Implementation

Guidelines on Artificial Intelligence Risk Management — Sections 3 and 4

Monetary Authority of Singapore

Jurisdiction
Singapore
Category
Data & Technology
Entry type
Implementation Date
Affected sector
MAS-regulated financial institutions

First implementation phase for MAS supervisory expectations on AI governance and core AI risk-management frameworks. Later life-cycle-control sections are scheduled outside this calendar’s coverage period.

View Official Source

Upcoming 30 Days

Verified milestones from through .

  • ISDA SIMM reporting consultationEuropean Banking Authority
  • DGS client-funds payout consultationEuropean Banking Authority
  • DGS information-exchange consultationEuropean Banking Authority
  • DGS investment guidelines consultationEuropean Banking Authority
  • Insurance stress-test disclosure participationEIOPA
  • Investment-firm prudential RTS consultationEuropean Banking Authority

Regulatory Calendar

Milestones are ordered chronologically. Proposed dates are expressly identified and must not be treated as final requirements.

36 matching milestones

October 2026

ConsultationConsultation Deadline

Reporting for the Validation and Monitoring of ISDA SIMM

Response deadline for proposed reporting requirements supporting supervisory validation and monitoring of the ISDA Standard Initial Margin Model.

Official source
ConsultationConsultation Deadline

RTS on Deposit-Guarantee-Scheme Payouts of Client-Funds Deposits

Closing date for comments on proposed technical standards addressing deposit-guarantee treatment and payout arrangements for qualifying client-funds deposits.

Official source
ConsultationConsultation Deadline

ITS on Information Exchange under the Revised Deposit Guarantee Framework

Deadline for feedback on harmonised information exchange among credit institutions, deposit guarantee schemes and relevant authorities.

Official source
ConsultationConsultation Deadline

Guidelines on Investment of Deposit-Guarantee-Scheme Financial Means

Closing date for proposed guidelines governing how deposit guarantee schemes invest financial means collected from participating institutions.

Official source
ConsultationIndustry Response Deadline

Discussion on Disclosure of Individual Insurance Stress-Test Results

Registration deadline for stakeholders seeking to join EIOPA’s user discussion on disclosure indicators, detail and presentation for individual stress-test results.

Official source

November 2026

ConsultationConsultation Deadline

RTS on Prudential Requirements for Investment Firms

Deadline for comments on proposed regulatory technical standards concerning prudential requirements under the EU investment-firm framework.

Official source
ConsultationConsultation Deadline

RTS on Operational Risk Management Framework

Consultation closes on proposed technical standards specifying elements of institutions’ operational-risk management frameworks.

Official source
ConsultationConsultation Deadline

Expanding FIDReC Membership to Payment Service Providers

MAS consultation closes on extending mandatory FIDReC subscription to Major and Standard Payment Institutions and, after commencement of the stablecoin framework, regulated stablecoin issuers.

Official source

December 2026

Phased ImplementationImplementation Date

EU T+1 Preparatory Requirements for Allocations and Confirmations

First regulatory milestone in ESMA’s T+1 transition schedule, addressing processes for allocations and confirmations ahead of the 2027 settlement-cycle change.

Official source
ProposedConsultation Deadline

Investment Adviser Performance-Based Compensation Modernization

Public-comment deadline for proposed amendments concerning performance-based compensation, eligible fund clients, disclosure and the qualified-client definition.

Official source
ConsultationConsultation Deadline

Amendments to Corporate Governance Regulations for Financial Institutions

Deadline for comments on governance changes affecting banks, insurers and designated financial holding companies, including board safeguards and key appointments.

Official source
ConsultationConsultation Deadline

Revised ITS on Joint Decisions for Institution-Specific Prudential Requirements

Closing date for proposed revisions to technical standards governing supervisory joint decisions on institution-specific prudential requirements.

Official source
FinalImplementation Date

Central Clearing of Eligible Cash-Market U.S. Treasury Transactions

Compliance date for covered clearing-agency requirements applicable to eligible secondary-market cash transactions in U.S. Treasury securities.

Official source

January 2027

FinalRule Commencement

SGX Mainboard Rules 710C and 710D

Requirements commence for Mainboard issuers to maintain and describe a dividend policy and maintain a website for shareholder engagement.

Official source
FinalRule Commencement

APS 330 Public Disclosure

Public-disclosure standard commences for locally incorporated significant ADIs, covering specified prudential metrics, risk profile and financial resilience.

Official source
FinalImplementation Date

UK Basel 3.1 Prudential Framework

Implementation date for the UK’s Basel 3.1 package and associated replacement of relevant assimilated capital-requirements legislation with regulator rules.

Official source
FinalImplementation Date

EU Fundamental Review of the Trading Book Requirements

Application date for postponed CRR market-risk requirements implementing the Fundamental Review of the Trading Book framework.

Official source
FinalRule Commencement

DFSA Conduct of Business Amendments under Consultation Paper 174

Final Conduct of Business amendments relating to the DFSA’s credit-rating-agency and prudential-reporting review come into force.

Official source
FinalImplementation Date

Amendments to Greenhouse Gas Emissions Disclosures under IFRS S2

Targeted IFRS S2 amendments become effective for annual reporting periods beginning on or after this date, with earlier application permitted.

Official source

March 2027

ProposedRule Commencement

Standard Calculation Periods under the OTC Derivative Clearing Rules

Consultation conclusions proposed this date for commencement of amendments establishing recurring calculation periods. The official source described the date as proposed pending completion of the legislative process.

Official source
FinalRule Commencement

FCA Incident and Material Third-Party Reporting Rules

New incident-reporting and material third-party-arrangement requirements come into force for firms within the scope of the final rules.

Official source
TransitionalTransitional Milestone

First Independent AML/CTF Evaluation — Existing Reporting Entities

For eligible existing reporting entities, the first independent evaluation is due by the later of four years after the most recent pre-reform independent review or this date.

Official source

April 2027

FinalRule Commencement

SEBI Portfolio Managers Regulations 2026

The Securities and Exchange Board of India (Portfolio Managers) Regulations, 2026 take effect.

Official source
FinalRule Commencement

QFC Market-Risk and Miscellaneous Prudential Amendments

Revised market-risk capital requirements for conventional and Islamic banking businesses come into force, including alignment with the Basel simplified standardised approach.

Official source

June 2027

FinalImplementation Date

Consumer Composite Investments Regime — Full Go-Live

The FCA’s Consumer Composite Investments product-information regime becomes fully effective following the optional transitional period.

Official source
TransitionalFiling Deadline

Notice of Continuation of Business for Specified Exempt Companies

Specified companies that were exempt immediately before 15 June 2026 must lodge a notice of continuation of business with MAS by this date.

Official source
FinalImplementation Date

Streamlined Product-Level TCFD Communications for Institutional Clients

Final rules streamlining product-level TCFD reporting communications become applicable for communications with institutional clients.

Official source
FinalImplementation Date

Central Clearing of Eligible U.S. Treasury Repo Transactions

Extended compliance date for covered clearing-agency requirements applicable to eligible secondary-market repo transactions involving U.S. Treasury securities.

Official source

July 2027

FinalImplementation Date

Amended Form PF Compliance Date

Further-extended compliance date for the 2024 Form PF amendments applicable to certain SEC-registered private-fund advisers, including dual SEC/CFTC registrants.

Official source
FinalImplementation Date

Prescribed Day for the September–November 2026 OTC Clearing Calculation Period

Existing Clearing Rules specify this prescribed day for persons whose applicable average total position met the threshold during the 1 September–30 November 2026 calculation period.

Official source
FinalImplementation Date

Phishing-Resistant Authentication for Internet Trading Accounts

Latest date for in-scope internet brokers and SFC-licensed virtual-asset service providers to implement robust authentication solutions for client login and device binding.

Official source
TransitionalTransitional Milestone

CFTC Part 17 Large-Trader Reporting Implementation

Subject to the conditions of CFTC staff no-action relief, reporting firms are expected to comply with the updated Part 17 large-trader reporting rule by this date.

Official source

October 2027

Phased ImplementationImplementation Date

MAS Guidelines on Artificial Intelligence Risk Management — First Phase

Financial institutions are expected to meet the governance and core AI risk-management expectations in Sections 3 and 4 from this date.

Official source
FinalImplementation Date

European Union T+1 Securities Settlement Cycle

Scheduled transition date for a T+1 standard settlement cycle in EU securities markets.

Official source
FinalImplementation Date

United Kingdom T+1 Securities Settlement Cycle

First day of trading under the UK’s mandatory T+1 standard settlement cycle, aligned with the planned European transition.

Official source
FinalRule Commencement

Expansion of the UK Regulated Cryptoasset Activities Perimeter

The scope of regulated cryptoasset activities under the Financial Services and Markets Act cryptoasset regime expands from this date.

Official source
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Professional Notice

This calendar is a curated informational resource for professional market participants. It is not exhaustive and is not legal, regulatory or compliance advice.

  • Applicability varies according to the entity, activity, permissions, products and jurisdiction involved.
  • Dates, transitional arrangements and requirements may be amended, postponed, replaced or withdrawn.
  • Users must consult the complete official source materials and obtain advice from appropriately qualified advisers.
  • Official regulator, government, exchange and standards-body publications remain authoritative.

Research focused on official primary materials published by financial regulators, governments, exchanges, statutory rulebooks and international standards bodies. Inclusion reflects editorial significance and the availability of a specific verified date.

Disclaimer

Hedgwatch does not determine whether any requirement applies to a particular person or organization and does not guarantee the completeness or continuing accuracy of this calendar. Readers must independently monitor all regulatory obligations relevant to their circumstances. External links lead to independent official sources. Nothing on this page constitutes investment, legal, tax, regulatory or compliance advice.